Chapter 5 · Designing the study
Which study design answers your question?
Descriptive and analytical designs: cross-sectional, case-control, cohort and experimental.
51 TNMGRMU questions answered hereset 58 times, 1995–2025
The problem first
You are an MD Medicine resident. Your thesis asks whether poor sleep worsens diabetes control. You plan to question 200 patients in the diabetes OPD about their sleep and measure HbA1c at the same visit.
Your draft conclusion says "poor sleep causes high HbA1c". Your guide reads the protocol and asks one question.
"Which came first: the poor sleep or the high HbA1c?"
Two types of study
Are you describing a condition, or testing a cause?
A descriptive study counts and describes: how many, who, where and when. An analytical study compares groups to test whether an exposure is linked to an outcome.
| Feature | Descriptive | Analytical (causal) |
|---|---|---|
| Question | How common is it? Who gets it, where and when? | Is this exposure associated with, or a cause of, this outcome? |
| Comparison group | Not needed | Essential |
| Hypothesis | Generates hypotheses | Tests a hypothesis stated in advance |
| Main result | Prevalence, incidence, patterns by time, place and person | Relative risk, odds ratio, difference between groups |
| Examples | Case series, prevalence survey | Case-control study, cohort study, trial |
Classification
How are study designs classified?
Two questions sort almost every design. Did you assign the exposure, or only observe it? If you only observed, are you describing one group or comparing groups?
The second way to classify observational designs is by time: when is the exposure measured, and when is the outcome measured? The next four figures show this for each design.
Observational design · 1
What if you measure exposure and outcome at the same visit?
That is a cross-sectional study. Each person is seen once, and exposure and outcome are recorded at that visit.
Prevalence = 100 with hypertension ÷ 500 adults examined = 20.0%
Teaching example with made-up numbers. Cross-sectional surveys are used to measure disease burden, plan services, generate hypotheses and, when repeated, follow trends. The sampling chapter covers how to choose the participants.
Observational design · 2
What if you only have numbers for whole districts?
An ecological study compares groups, not individuals: districts, countries or calendar years. Exposure and outcome are both group averages or rates.
Observational design · 3
What if you start from the disease and look back?
A case-control study selects people who have the disease (cases) and people who do not (controls), then compares how often each group was exposed in the past.
| Teaching example | Cases | Controls |
|---|---|---|
| Exposed | a = 60 | b = 30 |
| Not exposed | c = 40 | d = 70 |
| Total | 100 | 100 |
Odds ratio = (a × d) ÷ (b × c) = (60 × 70) ÷ (30 × 40) = 3.5
Made-up numbers. Confidence intervals and matched analysis are in the risk and survival chapter.
The design is named by its direction, not by the calendar. A study that enrols new cases as they are diagnosed over the next two years, chooses controls, and then asks both groups about past exposure is still a case-control study. Some papers call the design a case-referent study. How to match controls to cases is explained in the section on matching controls.
Observational design · 4
What if you start from the exposure and wait?
A cohort study selects people who are free of the outcome, classifies them as exposed or not exposed, and follows them to see who develops it.
Incidence: exposed 30 ÷ 1,000 = 3.0%, not exposed 10 ÷ 1,000 = 1.0%
Relative risk = 3.0% ÷ 1.0% = 3.0 · Risk difference = 2.0 percentage points
- Teaching example
- 1,000 smokers and 1,000 non-smokers followed for 10 years (made-up numbers)
- Relative risk
- how many times more often the outcome occurs in the exposed group
- Risk difference
- the extra risk in the exposed group (attributable risk)
Elements of a cohort study: a defined group free of the outcome, a measured exposure, a comparison group (internal, external or the general population), complete follow-up, and outcome assessment done the same way for exposed and unexposed people.
Problems that arise during follow-up: some people are lost, some change their exposure (smokers stop, non-smokers start), and people may change their behaviour because they know they are being studied (the Hawthorne effect, described in the bias and validity chapter). Outcomes may be looked for more carefully in exposed people unless the assessors do not know who was exposed. Complete-case analysis, imputation and sensitivity analysis for incomplete follow-up are covered in the Practical Statistics chapter on missing data.
When nobody is completely unexposed, compare groups with low, medium and high exposure. An association that was not in the protocol is a hypothesis for a new study, not a finding. Testing many unplanned associations increases the number of false positive results. Corrections such as Bonferroni and the false discovery rate are in the Practical Statistics chapter on multiple comparisons.
Cohort studies
Prospective, retrospective or ambispective: what is the difference?
All three follow people from exposure to outcome. They differ in whether the exposure and the outcomes have already happened when the study begins.
| Feature | Prospective cohort | Retrospective cohort |
|---|---|---|
| Study begins | Before the outcomes occur | After the outcomes have occurred |
| Exposure data | Measured now, to the protocol standard | Taken from existing records |
| Time and cost | Years, expensive | Months, cheaper |
| Main weakness | Loss to follow-up, long wait for results | Records may be incomplete or lack data on confounders |
| Example | Record smoking in new surgical patients and follow wound healing | Use five years of case files to compare wound infection in smokers and non-smokers |
Cohort studies
Cohort, panel, repeated measures or repeated survey: which is which?
These designs all collect data at more than one time. They differ in whether the same people are measured each time, and in whether new people can join.
| Term | Meaning | Teaching example |
|---|---|---|
| Closed (fixed) cohort | Membership is fixed at the start. Nobody joins later. | All students admitted to a medical college in one year, followed for needle-stick injuries |
| Open (dynamic) cohort | People join and leave during the study, so each person contributes a different length of follow-up (person-time). | A dialysis register that adds patients as they start dialysis |
| Inception cohort | Patients enrolled at the same early point in their disease, usually at diagnosis. A prognosis study of current patients misses those who died early, so outcomes look better than they are (Lim and Feldman, 2013). | Every child newly diagnosed with nephrotic syndrome in a hospital, followed for relapses |
| Longitudinal (panel) study | The same people measured repeatedly, often over years. Measurement times can differ between people. | Low-birth-weight babies measured at each immunisation visit |
| Repeated measures study | The same outcome measured in the same people at fixed times set in the protocol. It can be part of a cohort or a trial. | HbA1c at 0, 3, 6 and 12 months after starting a new drug |
| Repeated cross-sectional survey | A new sample at each round. | An anaemia survey of schoolgirls in a district every 3 years |
Age or generation? A single survey finds more tobacco chewing among older adults. This may mean that people chew more as they grow older (an age effect), or that people born earlier started chewing when it was more common (a birth-cohort effect). One survey cannot separate the two. Following the same people as they age, or comparing the same age group across repeated surveys, helps to separate them.
Repeated measurements on the same person are not independent, and the analysis must allow for this. Repeated measures ANOVA, linear mixed models and GEE are covered in the Practical Statistics chapter on repeated measures and mixed models.
Comparison
Case-control or cohort: how do they differ?
The direction differs. A case-control study moves from outcome back to exposure. A cohort study moves from exposure forward to outcome.
| Feature | Case-control | Cohort |
|---|---|---|
| Starts with | People with and without the disease | People with and without the exposure, all free of the disease |
| Numbers fixed by the investigator | Numbers of cases and controls | Numbers of exposed and unexposed people, unless a whole population is enrolled |
| Direction | Outcome → past exposure | Exposure → later outcome |
| Best for | Rare diseases, long latency, many possible exposures | Rare exposures, several outcomes, when incidence is needed |
| Measure of association | Odds ratio | Incidence, relative risk, attributable risk |
| Time order | Can be uncertain | Clear |
| Size, time, cost | Smaller, quicker, cheaper | Larger, slower, more expensive |
| Main biases | Selection of controls, recall bias | Loss to follow-up, change in exposure over time |
In a cross-sectional study only the total sample size is fixed. The totals that the investigator fixes decide which proportions in a 2 × 2 table have a meaning, as the interactive 2 × 2 table further down shows.
Case-control studies
How do you match controls to cases, and when does matching go wrong?
Matching makes controls similar to cases for a confounder, such as age or sex, so that the confounder cannot explain a difference in past exposure.
| Feature | Pair matching | Frequency matching |
|---|---|---|
| How controls are chosen | For each case, a control of the same sex and an age within a set range | Controls in each age band in the same proportion as the cases |
| Analysis | Matched analysis: McNemar test, conditional logistic regression | Unmatched methods, stratified or adjusted for the matching factor |
| Practical limit | Exact matches are hard to find for more than a few factors | Easier, because only the distribution in the cases is needed |
| Missing data | If one member of a pair has no data, the pair is lost from the analysis | Each person is analysed separately |
| Shared limit | A matched factor can no longer be studied as a risk factor | A matched factor can no longer be studied as a risk factor |
Analysing matched pairs
In a pair-matched study, a pair in which the case and the control have the same exposure gives no information about the odds ratio. Only the discordant pairs count.
| Teaching example: 150 matched pairs | Control exposed | Control not exposed |
|---|---|---|
| Case exposed | a = 30 | b = 45 |
| Case not exposed | c = 15 | d = 60 |
Matched odds ratio = b ÷ c = 45 ÷ 15 = 3.0
- b
- pairs in which only the case was exposed
- c
- pairs in which only the control was exposed
- a and d
- pairs with the same exposure (they do not enter the odds ratio)
Made-up numbers. If the matching is ignored, the same data show 75 of 150 cases and 45 of 150 controls exposed, and an unmatched odds ratio of (75 × 105) ÷ (75 × 45) = 2.33. Matched data need a matched analysis: McNemar's test, or conditional logistic regression when other factors are adjusted. Matched logistic regression models are covered in the Practical Statistics chapter on logistic regression.
Overmatching
Match only on confounders. Matching on a factor that is caused by the exposure, or closely tied to it, makes cases and controls similar in the exposure itself, so a real association becomes harder to detect. This is overmatching. Teaching example: in a case-control study of hypertension and stroke, matching controls on use of antihypertensive drugs would give pairs with almost the same hypertension status.
How many controls per case?
Efficiency ≈ k ÷ (k + 1)
4 controls per case: 4 ÷ 5 = 0.80
Hybrid designs
Can you run a case-control study inside a cohort?
Yes. When a cohort already has stored samples or records, you can analyse only some of its members and save cost.
Teaching example with made-up numbers: a cohort of 10,000 people has stored blood, and 50 cases arise. With 4 controls per case, the biomarker is measured in 250 samples, 2.5% of the cohort.
| Feature | Nested case-control | Case-cohort |
|---|---|---|
| Comparison group | Controls matched to each case, chosen from people at risk when the case occurred | One random subcohort chosen at the start, whatever happens to them later |
| Chosen when | After each case occurs | At the start of follow-up |
| Several outcomes | New controls needed for each outcome | The same subcohort is reused |
| Usual analysis | Conditional logistic regression | Cox regression adjusted for the sampling |
| Shared advantage | Exposure measured before disease, in a fraction of the cohort | Exposure measured before disease, in a fraction of the cohort |
Interactive
Choose who is selected first and when exposure is recorded, and watch the design name change
The observational designs on this page differ in two facts: whom you choose at the start, and when the exposure is recorded compared with the outcome.
Try this: change "Who is chosen at the start" to people with and without the outcome, and watch the arrow turn round and the relative risk drop out of the list.
Changes the name only for cohort studies
Prospective cohort study
Exposed and unexposed people, all free of the outcome, are followed to see who develops it. The direction is from exposure to outcome.
| This design gives | Limits |
|---|---|
|
|
Interactive
Change the 2 × 2 table and see which measures each design can give
Set the four cells of a 2 × 2 table and choose the design. The results show which measures that design can give.
Try this: choose Case-control and see that incidence and the relative risk are no longer given. In the second part, raise the risk in the unexposed group and watch the odds ratio move away from the relative risk of 2.
Teaching example (made-up numbers): 1,000 smokers and 1,000 non-smokers followed for 10 years. The outcome is a disease that develops during follow-up.
| Developed disease | Did not | Row total | |
|---|---|---|---|
| Exposed | a = 30 | b = 970 | 1,000 |
| Not exposed | c = 10 | d = 990 | 1,000 |
| Column total | 40 | 1,960 | 2,000 |
RR = (30 ÷ 1,000) ÷ (10 ÷ 1,000) = 3.0% ÷ 1.0% = 3.00
- Incidence in exposed: 3.0%
- Incidence in unexposed: 1.0%
- Risk difference: 2.0 percentage points
- Odds ratio: 3.06
Every measure is valid here, because the groups were defined by exposure and followed for the outcome.
When is the odds ratio close to the relative risk?
Exposed risk is set at twice this value (relative risk 2)
OR = [4% ÷ 96%] ÷ [2% ÷ 98%] = 2.04
When the disease is rare, the odds ratio is close to the relative risk. As the disease becomes common, the odds ratio moves further from the relative risk and overstates it.
Experimental designs
What changes when you assign the exposure yourself?
In an experiment the investigator decides who receives the intervention. When chance makes that decision, the groups are comparable in both known and unknown factors.
| Group (Campbell and Stanley, 1963) | Designs | Health example |
|---|---|---|
| Pre-experimental | One-shot case study, one-group pretest-posttest, static-group comparison | Knowledge score before and after a health talk, with no control group |
| True experimental | Pretest-posttest control group, Solomon four-group, posttest-only control group | Patients randomised to a new or standard dressing, healing measured at 2 weeks |
| Quasi-experimental | Time-series experiment, nonequivalent control group, and others | Hand-hygiene programme in one ward, infection rates compared with a similar ward |
| Feature | True experiment | Quasi-experiment |
|---|---|---|
| Investigator assigns the intervention | Yes | Yes |
| Random allocation | Yes | No |
| Comparison | Randomised control group | Non-equivalent group, or the same group measured repeatedly |
| Examples | Randomised controlled trial, cluster randomised trial | Programme in one school with another school for comparison, time series before and after a policy |
| Main weakness | Cost, strict eligibility, ethical limits | Groups may differ at the start, so the effect may be confounded |
| Reporting guideline | CONSORT 2025 | TREND (2004) |
Cross-over trials
Two other trial designs: factorial trials test two interventions at once, in all combinations (next section), and cluster trials randomise whole wards, schools or villages. Phases, blinding, allocation concealment and intention-to-treat analysis are in the clinical trials chapter.
Experimental designs
Can one trial test two treatments at once?
Yes. In a 2 × 2 factorial trial each patient is randomised twice: to drug A or its placebo, and to drug B or its placebo. This gives four groups.
Why use it: each patient counts in both comparisons. The comparison for drug A uses every patient given drug A against every patient given its placebo, whatever they received for drug B. If the effect of one drug does not depend on the other, two questions are answered with about the number of patients needed for one.
Interaction: when the effect of one drug depends on whether the other is given, the drugs interact. The pooled comparison then averages two different effects, and the four groups must be reported separately. A trial sized for the main effects has little power to detect an interaction. To detect an interaction as large as the main effects with the same power needs about four times as many patients (Montgomery et al., 2003).
One factor at a time: two separate trials, one for each drug, cannot show whether the drugs interact, because no patient receives both. With three factors at two levels each, a full factorial design has 2 × 2 × 2 = 8 groups.
Only the levels tested: a trial answers questions for the doses, durations and patients it studied. A benefit seen with 75 mg and 150 mg of a drug says nothing about 600 mg.
Main effects, interaction plots and the analysis of factorial designs are covered in the Practical Statistics chapter on two-way ANOVA and interaction.
Interactive
Set the effect of each drug and watch whether drug A works the same with and without drug B
Choose the risk with neither drug, the benefit of each drug alone, and any extra change when both are given.
Try this: move "Extra change when both drugs are given" from 0 to +3 and watch the effect of drug A with drug B stop matching its effect without drug B.
Teaching example with made-up risks. Equal numbers of patients are randomised to each of the four groups.
Risk of the outcome in the placebo + placebo group
Percentage points lower than with neither drug
Percentage points lower than with neither drug
0: the two reductions add up. Positive: more benefit than the sum. Negative: less.
Interaction = (effect of A with B) − (effect of A without B) = 3 − 3 = 0 points
The effects add up. Drug A lowers the risk by 3 points whether or not drug B is given, so the pooled comparison (3 points) describes drug A correctly. Every patient counts in the comparison for drug A and in the comparison for drug B.
Comparison
Advantages and constraints of each design
Every design has constraints. Choose the one whose constraints your question can accept.
| Design | Advantages | Constraints |
|---|---|---|
| Case report or series | Quick, describes new diseases and adverse effects | No comparison group, no conclusion about cause |
| Cross-sectional | Quick, cheap, gives prevalence, many variables at once | Time order unclear, long-lasting disease over-represented, unsuited to rare diseases |
| Ecological | Uses existing data, suits area-level exposures | Ecological fallacy, confounding hard to control |
| Case-control | Efficient for rare diseases and long latency, several exposures, small and quick | Recall and selection bias, no incidence, poor for rare exposures |
| Prospective cohort | Clear time order, incidence and relative risk, several outcomes, exposure measured accurately | Large, slow, costly, loss to follow-up, poor for rare diseases |
| Retrospective cohort | Quicker and cheaper than a prospective cohort | Depends on the quality of old records |
| Nested case-control, case-cohort | Cheaper than analysing the whole cohort, exposure measured before disease | Needs an existing cohort with stored samples or records |
| Randomised trial | Balances known and unknown confounders, strongest single-study evidence for cause | Costly, ethical limits, strict eligibility may limit generalisability |
| Quasi-experiment | Feasible when randomisation is not possible | Groups may differ at the start |
Reducing the constraints of a cohort study: use existing records (retrospective cohort) or a nested design, choose people who are easy to trace, collect contact details and send reminders, and record confounders at the start. Doll and Hill chose British doctors partly because their deaths could be traced through the medical register. Confounding that remains in cohort data can be reduced at analysis by stratification or propensity scores, covered in the Practical Statistics chapter on stratification and propensity scores.
Interactive
Read a study, choose its design, and check the explanation
Name each design from two facts: whether the investigator assigned the exposure, and when exposure and outcome were measured.
Try this: read the study, choose its design, then read the explanation. You can change your answer as often as you like.
Study 1 of 13 · teaching examples
Smoking status is recorded in 800 patients before surgery, and wound healing is checked in all of them at 30 days.
Choose a design to see the explanation.
Decide
Which design answers your question?
Answer a few questions. Each answer links to the section that explains the design.
What does your research question ask?
Which design: all possible answers
- Case report or case series: Describe the patients in detail. There is no comparison group, so no conclusion about cause is possible.
- Cross-sectional study: Measure exposure and outcome at the same visit. Gives prevalence and associations, but not which came first.
- Ecological study: Compare groups (districts, countries, years). Quick and cheap, but a link between groups may not hold for individuals.
- Randomised controlled trial: Chance decides who gets the intervention, so known and unknown confounders are balanced on average.
- Cluster randomised trial: Randomise whole groups. The sample size needs a design effect and the analysis must allow for clustering.
- Quasi-experimental design: Use a comparison group that was not randomised, or repeated measurements before and after. Report with TREND.
- Case-control study: Start from people with and without the disease and compare their past exposure. Gives an odds ratio.
- Nested case-control study: Take the cases that arise in the cohort and a few matched controls, and analyse only their stored samples.
- Retrospective cohort study: Define exposed and unexposed groups from old records and trace outcomes up to now. Quick if the records are good.
- Prospective cohort study: Measure exposure now in people free of the outcome and follow them forward. Gives incidence and relative risk.
Other factors also decide the design: time and money, whether records or stored samples exist, how many participants can be reached, ethics, and the skills of the team.
By specialty
Study design problems by specialty
A resident asks 200 diabetes OPD patients about sleep and measures HbA1c the same day, then writes that poor sleep raises HbA1c.
A cross-sectional study shows an association. It cannot show which came first. Write "associated with", not "causes".
A thesis asks whether smoking increases wound complications after hernia repair. Complications are recorded for every patient in the ward register.
A retrospective cohort from the register is feasible. Check first that smoking status was recorded for most patients.
A rare birth defect is suspected to follow a drug taken in early pregnancy. Only a few cases are seen each year.
For a rare outcome, a case-control study is efficient: collect the cases, choose controls from the same population, and compare drug exposure.
A neonatal unit wants to know whether early feeding practices affect growth at one year.
This needs a prospective cohort: record feeding now, follow the babies, and plan for loss to follow-up.
District-level data show that areas with more fast-food outlets have more poorly controlled diabetes.
This is an ecological association. It does not show that the patients who eat fast food are the ones with poor control.
Two short-acting inhaled drugs are compared in patients with stable asthma.
A cross-over trial suits a stable chronic condition and a short-acting drug. Each patient receives both, separated by a washout period.
A large cancer cohort has stored blood samples. Measuring a new biomarker in every sample would cost too much.
A nested case-control or case-cohort design measures the biomarker in the cases and a sample of the cohort only.
A college mental-health programme is started in one college, with another college as the comparison, without randomisation.
This is quasi-experimental. Measure both colleges before and after, and discuss how they differed at the start.
Common myths
Common mistaken beliefs
Myth: A retrospective study is the same as a case-control study.
Case-control and cohort describe direction: from outcome to exposure, or from exposure to outcome. Prospective and retrospective describe whether the events have already happened. Retrospective cohort studies are common.
Myth: A cross-sectional study cannot measure associations.
It can estimate a prevalence ratio or odds ratio. It cannot show whether the exposure came before the outcome.
Myth: A case-control study gives the risk of disease.
The investigator chooses how many cases and controls to include, so incidence cannot be calculated. It gives an odds ratio, which is close to the relative risk only when the disease is rare.
Myth: A cohort study is always better than a case-control study.
For a rare disease or a long latency, a cohort would need too many people or too many years. A case-control study is then the efficient design.
Myth: A before-and-after study without a control group proves that the intervention worked.
Outcomes can change with time, with other events, or because extreme values move towards the average when measured again. Campbell and Stanley classed this as a pre-experimental design.
Myth: A thesis is only worthwhile if it is a randomised trial.
The right design is the one that answers the question within ethical limits. A harmful exposure such as smoking cannot be randomised.
Why this matters to you
Five consequences of choosing the wrong design
Protocol sent back
The committee finds "prospective study" written for a design that is actually cross-sectional, and asks you to name the design correctly.
A conclusion the data cannot support
A cross-sectional thesis concludes that one factor causes another. The examiner points out that the time order is unknown.
Questions you cannot answer at the viva
"Why did you not calculate incidence in your case-control study?" needs an answer about how cases and controls were selected.
Misreading papers
An odds ratio for a common outcome is read as a relative risk, which overstates the effect. A district-level association is applied to individual patients.
Wrong decisions for patients
Practice changes after an uncontrolled before-and-after study, when the apparent benefit was a change over time.
History
History of study designs
- 1747
James Lind
On the ship Salisbury, selected twelve sailors with scurvy whose "cases were as similar as I could have them" and gave six pairs different treatments. The pair given two oranges and one lemon a day were much improved. He published the account in 1753.
- 1855
John Snow
Compared cholera deaths in 1854 in London houses supplied by two water companies: 315 deaths per 10,000 houses supplied by the Southwark and Vauxhall Company, and 37 per 10,000 for the Lambeth Company, "between eight and nine times as great".
- 1948
Framingham Heart Study
Examined its first participant on 11 October 1948. The original cohort of 5209 residents of Framingham, Massachusetts, aged 28 to 62, was recruited from 1948 to 1952. Recruitment changed from volunteers to a random sample of the town's adults.
- 1950
Richard Doll and A. Bradford Hill
Published a case-control study of smoking and carcinoma of the lung in the BMJ. With US studies by Wynder and Graham and by Levin and colleagues in the same year, these were larger and better designed than earlier case-control studies, and led to cohort studies.
- 1950
William Robinson
Using US state data on illiteracy and birth outside the US, showed that correlations between group rates cannot be used as substitutes for correlations between individuals. This is the ecological fallacy.
- 1951
J. Cornfield
Showed that when a disease is rare, the odds ratio from a case-control study approximates the ratio of incidences in exposed and unexposed people.
- 1951
Doll and Hill: British doctors study
Recorded the smoking habits of British doctors, whose deaths could be traced through the medical register. The first report appeared in 1954. After 50 years of follow-up of 34,439 male doctors, men born 1900 to 1930 who kept smoking cigarettes died about 10 years younger than lifelong non-smokers.
- 1963
Donald Campbell and Julian Stanley
Classified research designs as pre-experimental, true experimental and quasi-experimental, in a chapter of the Handbook of Research on Teaching.
- 1975
H. K. Ury
Showed that, when case and control measurements have equal variances, the statistical efficiency of a matched case-control study with k controls per case, compared with one control per case, is 2k ÷ (k + 1). Each extra control adds less than the one before.
- 1986
Ross Prentice
Described the case-cohort design for cohort studies and disease prevention trials.
- 1988
ISIS-2 Collaborative Group
Reported a 2 × 2 factorial trial of streptokinase, aspirin, both or neither in 17,187 patients with suspected acute myocardial infarction. Each drug reduced vascular deaths at 5 weeks, and the combination was better than either drug alone.
- 2007
STROBE group
Published a 22-item checklist for reporting cohort, case-control and cross-sectional studies. 18 items are common to all three designs and 4 have design-specific wording.
Guidelines
Study design in reporting guidelines
"Indicate the study's design with a commonly used term in the title or the abstract".
"Present key elements of study design early in the paper" (item 4). Item 6(a) differs by design. Cohort: "Describe methods of follow-up". Case-control: "Give the rationale for the choice of cases and controls". Cross-sectional: "Give the eligibility criteria, and the sources and methods of selection of participants".
"Description of trial design including type of trial (eg, parallel group, crossover), allocation ratio, and framework (eg, superiority, equivalence, non-inferiority, exploratory)".
Matched case-control studies: "give matching criteria and the number of controls per case" (item 6(b)). Statistical methods, item 12(d). Cohort: "If applicable, explain how loss to follow-up was addressed". Case-control: "If applicable, explain how matching of cases and controls was addressed". Cross-sectional: "If applicable, describe analytical methods taking account of sampling strategy".
The reporting guideline for evaluations with nonrandomised designs. It asks for the theories used, the intervention and comparison conditions, the research design, and the methods used to adjust for possible biases.
Reading a paper
Five checks on any study's design
- Is the design named, and does the methods section match it (who was selected, and when exposure and outcome were measured)?
- Was the exposure measured before the outcome occurred?
- Case-control: did the controls come from the same population as the cases, and was exposure measured the same way in both groups?
- Cohort: what proportion was lost to follow-up, and did it differ between exposed and unexposed groups?
- Do the conclusions match the design ("associated with" for most observational studies)?
Why is it called that?
Word surgery
“Cohort”
A batch of students or a group of colleagues.
A group of people defined by a shared characteristic or exposure and followed over time to see who develops an outcome.
“Retrospective”
Looking back, as in a retrospective exhibition.
The data already exist when the study begins. It describes timing, not direction. A retrospective study can be a cohort study.
“Control”
To restrain or command.
A comparison group: people without the disease in a case-control study, or people not given the intervention in a trial.
“Matching”
Choosing things that look alike, such as a shirt and tie of the same colour.
Choosing controls with the same values as the cases for chosen confounders, such as age and sex, either pair by pair or as a group.
“Interaction”
People talking to or acting on each other.
The effect of one factor differs according to the level of another, as when a drug works differently with and without a second drug.
Cohort: exposure first, then wait for the outcome. Case-control: outcome first, then look back for the exposure. Cross-sectional: both at the same visit.
Cohort
Latin cohors: "enclosure", later a company of soldiers in the Roman army
Used in demography since 1944 for a group of people who share a characteristic, originally the year of birth.
Case
Latin casus: "a falling", then "an occurrence"
Used in medicine since the late 14th century for an instance of a disease. In a case-control study, a case is a person with the outcome.
Experiment
Latin experimentum, from experiri: "to try, to test"
A study in which the investigator tries an intervention and measures its effect.
Quasi-experimental
Latin quasi: "as if"
Built like an experiment, but without random allocation.
Ecological
Greek oikos: "house, dwelling place". Ökologie was coined by Ernst Haeckel in 1873
In epidemiology, a study of groups or areas rather than individuals.
Prospective, retrospective
Latin prospicere: "look forward". Latin retro: "backwards"
Whether the events of interest lie ahead of the study or have already happened.
Exam answers
Model answer outlines
Classification of research and epidemiological study designs, with examples. Why is design important?
Ph.D. RM 2023, 2024, 2025 · MCh Surgical Oncology 2021 · MD Community Medicine 2014Research is a systematic investigation designed to produce new, generalisable knowledge (see the what is research chapter). Research design is the plan that states whom you will study, what you will measure, when, and how you will compare.
- Quantitative, observational, descriptive: case report, case series, cross-sectional (prevalence) survey, descriptive ecological study. Example: prevalence of anaemia in adolescent girls.
- Quantitative, observational, analytical: ecological, cross-sectional analytical, case-control, cohort (prospective, retrospective, ambispective), and hybrids (nested case-control, case-cohort). Example: smoking and lung cancer.
- By time: a single cross-sectional survey, repeated cross-sectional surveys (a new sample each round), and longitudinal or panel studies (the same people measured repeatedly).
- Quantitative, experimental: randomised controlled trial, field trial, community trial, cluster randomised trial. Without randomisation: quasi-experimental designs. Example: a new dressing compared with standard dressing.
- Qualitative: phenomenology, grounded theory, ethnography, case study, narrative research. Example: why patients stop tuberculosis treatment.
- Mixed methods: quantitative and qualitative parts in one study.
- By purpose (research methods texts): exploratory, descriptive, causal (explanatory).
| Feature | Quantitative | Qualitative |
|---|---|---|
| Question | How many, how much, is there a difference? | Why, how, what is the experience? |
| Data | Numbers | Words, observations |
| Sampling | Probability sampling, calculated sample size | Purposive, until no new themes appear |
| Analysis | Statistics | Thematic or content analysis |
| Result | Estimates that can be generalised | Detailed understanding of a setting |
Why design matters: it decides whether the time order of exposure and outcome is known, how bias and confounding are controlled, which measure of association and sample size formula apply, what the study costs, and whether a conclusion about cause is justified. STROBE item 1(a) asks authors to name the design in the title or abstract.
Role of qualitative research: it explores reasons and experiences, generates hypotheses, helps build questionnaires, and explains quantitative findings.
Literature review: search databases with a written strategy, screen titles and abstracts, record each study in a table (design, population, exposure, outcome, main result, limitations), and group the studies by theme or design before writing. See the literature search chapter.
Descriptive studies and causal studies. Essential components of a research proposal
Ph.D. RM 2013, 2018, 2021| Feature | Descriptive | Causal (explanatory) |
|---|---|---|
| Aim | Describe characteristics, frequency and distribution | Test whether one variable causes a change in another |
| Hypothesis | Not needed, or generated | Stated in advance and tested |
| Designs | Case series, cross-sectional survey, ecological description | Case-control, cohort, experiment, quasi-experiment |
| Comparison group | Not required | Required |
| Result | Proportions, means, patterns by time, place and person | Relative risk, odds ratio or difference between groups, with confidence interval |
| Example | Prevalence of hypertension in a village | Effect of a salt-reduction programme on blood pressure |
Before concluding cause: show an association, show that the cause came before the effect, and rule out chance, bias and confounding (see the bias and validity chapter).
Components of a research proposal: title, background and rationale, review of literature, research question and objectives, hypothesis, methods (design, setting, study population, eligibility criteria, sampling, sample size, variables and definitions, data collection tools, intervention if any, statistical analysis plan), ethical considerations and consent, timeline, budget, references, and annexures (consent form, case record form). See the research protocol chapter.
Non-experimental designs
Ph.D. RM 2015, 2018Definition: designs in which the investigator does not assign the exposure or randomise participants, but observes and measures variables as they occur.
- Descriptive: case report, case series, surveys.
- Correlational and ecological: the relationship between variables, or between group rates, without assigning either.
- Cross-sectional analytical: exposure and outcome measured at the same time.
- Case-control (called causal-comparative or ex post facto in some research methods texts): groups defined by the outcome and compared on past exposure.
- Cohort: groups defined by exposure and followed for outcomes.
Uses: when the exposure cannot ethically be assigned (smoking, poverty), to generate hypotheses, for rare outcomes, and to measure prevalence. Limits: confounding, selection and information bias, and weaker evidence for cause than an experiment.
Quantitative research designs: characteristics of true experimental designs, and experimental designs with examples
Ph.D. RM 2014, 2015, 2019Characteristics of a true experiment: manipulation (the investigator gives the intervention), control (a comparison group) and randomisation (chance decides who receives the intervention). Quantitative designs as a whole are classified in the first outline above.
- Pre-experimental (no comparable control group): one-shot case study, one-group pretest-posttest (knowledge before and after a health talk), static-group comparison.
- True experimental: pretest-posttest control group (randomised groups measured before and after), Solomon four-group (adds groups without a pretest, to detect an effect of the pretest itself), posttest-only control group.
- Quasi-experimental: time series (repeated measurements before and after a policy change), nonequivalent control group (a programme in one school, another school for comparison).
- Clinical trial designs: parallel group, cross-over, factorial, cluster randomised. Framework: superiority, equivalence or non-inferiority (CONSORT 2025 item 9). In a 2 × 2 factorial trial each patient is randomised to drug A or placebo and to drug B or placebo, which answers two questions in one trial if the drugs do not interact (ISIS-2, 1988: streptokinase and aspirin).
Merits: the strongest single-study evidence for cause. Limits: cost, ethical limits, artificial settings, strict eligibility (Campbell and Stanley, 1963).
Cross-sectional study design
MD Biochemistry 2025 · Ph.D. RM 2022Definition: an observational study in which exposure and outcome are measured at the same time in a defined population. Its main result is prevalence.
- State the objective and define the population.
- Calculate the sample size (single-proportion formula) and choose a sampling method.
- Define the variables and prepare a validated tool.
- Collect data at one contact per person.
- Analyse: prevalence with 95% confidence interval, and associations.
Advantages: quick, cheap, no follow-up, several exposures and outcomes at once, useful for planning services. Limitations: time order unknown, long-lasting cases over-represented, unsuited to rare or short illnesses, non-response. Examples: prevalence of diabetic retinopathy in a diabetes clinic, anaemia survey among schoolchildren.
Repeated cross-sectional surveys, such as successive NFHS rounds, show trends in the population but not change within individuals. A difference between age groups in one survey may be a birth-cohort effect rather than an effect of age.
Biases in cross-sectional studies, and analytical methods for cross-sectional data
MD Community Medicine 2019, 2021- Selection bias: non-response, volunteers, a sampling frame that misses some groups.
- Prevalence-incidence bias: people who died or recovered quickly are missed, so long-lasting cases dominate.
- Information bias: recall bias, interviewer bias, measurement error, socially desirable answers.
- Reverse causation: the outcome may have changed the exposure (people with diabetes change their diet after diagnosis).
- Confounding. Details are in the bias and validity chapter.
- Describe: frequencies, means or medians.
- Prevalence with 95% confidence interval, allowing for the design effect in cluster samples.
- Compare groups: chi-square test for proportions, t-test or ANOVA for means, non-parametric tests for skewed data.
- Measures of association: prevalence ratio and prevalence odds ratio.
- Multivariable models: logistic regression (odds ratio), Poisson or log-binomial regression (prevalence ratio), linear regression for continuous outcomes.
- Correlation between two continuous variables.
- Complex surveys: sampling weights and design-based standard errors. See the choosing a test chapter.
Case-control study: steps, advantages (benefits) and disadvantages
MCh Gynaecological Oncology 2020 · MCh Surgical Oncology 2015 · MD Community Medicine 2018 · DM Medical Oncology 2014 · MD Pharmacology undatedDefinition: an observational analytical study that starts with people who have the disease (cases) and people who do not (controls), and compares their past exposure.
- State the hypothesis about the exposure and the disease.
- Define cases with clear diagnostic criteria. Prefer new (incident) cases.
- Choose the source of cases: hospital or population register.
- Select controls from the population that produced the cases (hospital, neighbourhood or population controls). Consider matching on age and sex, and more than one control per case. Match by pairs or by frequency, and only on confounders (matching on a factor caused by the exposure is overmatching). Efficiency with k controls per case is about k ÷ (k + 1), so more than four controls adds little.
- Measure exposure the same way in cases and controls (records, structured interview, laboratory tests), with interviewers unaware of case status where possible.
- Analyse: 2 × 2 table, odds ratio with 95% confidence interval, conditional logistic regression for matched designs, logistic regression for confounders. For pair-matched data the odds ratio is the ratio of the two kinds of discordant pairs, tested with McNemar's test.
- Interpret: consider chance, bias and confounding before cause.
Advantages: quick and cheap, efficient for rare diseases and long latency, several exposures can be studied, few participants, no follow-up. Disadvantages: recall and selection bias, incidence and relative risk cannot be calculated directly, time order may be uncertain, inefficient for rare exposures, one outcome at a time.
Biases in study designs, including bias in case-control studies
DM Clinical Immunology and Rheumatology 2025 · MD Community Medicine 2016| Bias | Mainly affects | Reduce by |
|---|---|---|
| Controls not from the population that produced the cases | Case-control | Controls from the same source, matching |
| Berkson bias (hospital cases and controls have different admission rates) | Hospital case-control | Population controls, more than one control group |
| Recall bias (cases search their memory harder) | Case-control | Records, biomarkers, structured questionnaire |
| Interviewer bias | Case-control, cross-sectional | Interviewers unaware of case status, standard script |
| Prevalence-incidence bias | Case-control with prevalent cases, cross-sectional | Use incident cases |
| Loss to follow-up | Cohort, trials | Tracing, reminders, compare those lost with those followed |
| Healthy worker effect | Occupational cohorts | Internal comparison group |
| Non-response | Cross-sectional surveys | Repeat visits, report the response rate |
| Overmatching (matching on a factor caused by the exposure) | Matched case-control | Match only on confounders |
| Ignoring the matching in the analysis | Pair-matched case-control | McNemar test, conditional logistic regression |
| Confounding | All observational designs | Matching, stratification, multivariable analysis, randomisation in trials |
Definitions and control of bias are covered in the bias and validity chapter.
Cohort study: analytical epidemiology, design, elements, steps, advantages, disadvantages, methods to overcome them, and biases
MD Community Medicine 1999, 2011, 2017, 2019 · DM Medical Oncology 2020 · MD Pharmacology 2016 · MCh Surgical Oncology 2011 · DM Critical Care Medicine 2020Analytical epidemiology tests hypotheses about the determinants of disease by comparing groups. Its main designs are case-control and cohort studies. Cohort study: people free of the outcome are classified by exposure and followed to compare the incidence of the outcome.
- Selection of the cohort: the general population or a special group (an occupation, doctors, pregnant women), all free of the outcome and able to be followed. The cohort may be closed (membership fixed at the start), open (people join during follow-up), or an inception cohort (all enrolled at the same early point of the disease, such as diagnosis).
- Exposure data: measured at the start, with level and duration, and repeated if exposure changes.
- Comparison group: internal (unexposed members of the same cohort), external (another cohort), or general population rates. When nobody is unexposed, compare levels of exposure.
- Follow-up: regular examinations, records and death registers, with methods fixed in advance.
- Outcome ascertainment: the same criteria for exposed and unexposed people, preferably by assessors unaware of exposure.
- Analysis: incidence in each group, relative risk, attributable risk, population attributable risk, survival analysis for time to event.
Advantages: clear time order, incidence and relative risk, several outcomes of one exposure, suitable for rare exposures, less recall bias. Disadvantages: large numbers and long follow-up, high cost, loss to follow-up, unsuitable for rare diseases, exposure and diagnostic criteria can change during the study, results are delayed.
Methods to overcome them: retrospective or nested designs using existing records, a population that is easy to trace, record linkage with registers, regular contact and reminders, definitions fixed at the start, and a sample size that allows for expected losses. Biases: selection (healthy volunteers, healthy worker effect), loss to follow-up that differs by exposure, outcomes looked for more carefully in the exposed, misclassification of exposure, change in exposure status during follow-up, the Hawthorne effect, unplanned (post hoc) analyses reported as findings, and confounding.
Retrospective and ambispective cohort studies
MD Community Medicine 1995, 2007, 2012Retrospective (historical) cohort: the investigator uses records made in the past to identify exposed and unexposed people, then traces their outcomes up to the present. The direction is still exposure to outcome. Only the timing lies in the past.
- Requirements: reliable past records of exposure (employment, hospital or pharmacy records) and a way to trace outcomes (death registers, follow-up records).
- Teaching example: factory employment records from 20 years ago identify workers exposed to a dust, and death records show which of them died of lung disease.
- Advantages: faster and cheaper than a prospective cohort, suits long latency, results available soon.
- Disadvantages: records may be incomplete, lack information on confounders, or use old diagnostic criteria.
- Ambispective (ambidirectional) cohort: exposure from past records, with follow-up continuing into the future. It is quicker than a prospective cohort and still allows new outcome data to be collected.
Differences between case-control and cohort studies
MD Family Medicine 2022 · MD Community Medicine 2008| Feature | Case-control | Cohort |
|---|---|---|
| Starting point | Disease present or absent | Exposure present or absent, disease absent |
| Direction | Outcome to past exposure | Exposure to later outcome |
| Suited to | Rare disease, long latency | Rare exposure, several outcomes |
| Measure | Odds ratio | Incidence, relative risk, attributable risk |
| Time order | May be uncertain | Clear |
| Size, time, cost | Small, quick, cheap | Large, long, costly |
| Main biases | Selection of controls, recall | Loss to follow-up |
| Example | Lung cancer patients and controls asked about past smoking | Smoking recorded in doctors, deaths followed for decades |
Nested case-control study, and nested case-control vs case-cohort study
MD Community Medicine 2011, 2023 · DM Neonatology 2020Nested case-control study: a case-control study carried out inside a defined cohort.
- Assemble a cohort and store baseline samples or data.
- Follow the cohort and identify each case as it arises.
- For each case, select controls from cohort members still free of the disease at that time, usually matched on age, sex and follow-up time.
- Measure the exposure (for example a biomarker in stored serum) only in cases and controls.
- Analyse with conditional logistic regression.
Advantages: exposure measured before disease (no recall bias), cases and controls from the same population, much cheaper than measuring the whole cohort. Limitations: needs an existing cohort, and fewer participants give less precision than the full cohort.
| Feature | Nested case-control | Case-cohort |
|---|---|---|
| Comparison group | Controls chosen for each case from those at risk at that time | Random subcohort chosen at the start |
| When chosen | After each case occurs | At baseline, before outcomes are known |
| Several outcomes | New controls for each outcome | Same subcohort reused |
| Usual analysis | Conditional logistic regression | Cox regression adjusted for the sampling |
| Origin | Case-control sampling within a cohort | Described by Prentice, 1986 |
Principles, strengths and weaknesses of meta-analysis, randomised controlled trials, cohort studies and case-control studies
DM Clinical Immunology and Rheumatology 2021, 2023| Design | Principle | Strengths | Weaknesses |
|---|---|---|---|
| Meta-analysis | Statistical pooling of results from studies found by a systematic review | Greater precision, shows consistency across studies | Depends on the quality of included studies, publication bias, heterogeneity |
| Randomised controlled trial | Random allocation to intervention or control | Balances known and unknown confounders, strongest single-study evidence for cause | Costly, ethical limits, strict eligibility, rare harms missed |
| Cohort | Exposed and unexposed people followed for the outcome | Time order, incidence, several outcomes | Slow, costly, loss to follow-up, confounding |
| Case-control | Cases and controls compared for past exposure | Quick, suits rare diseases, several exposures | Recall and selection bias, no incidence |
See the systematic review and meta-analysis chapter and the clinical trials chapter.
Cross-over study design
DM Virology 2025Definition: a randomised trial in which each participant receives two or more treatments in sequence, in a random order, separated by a washout period.
- AB/BA design: one group receives A then B, the other B then A.
- Washout: a gap long enough for the effect of the first treatment to disappear.
- Carry-over effect: the first treatment still acts during the second period.
- Period effect: the condition changes between periods whatever the treatment.
- Analysis: within-patient (paired) comparison, with checks for period and carry-over effects.
Suitable for: stable chronic conditions (asthma, hypertension, chronic pain), treatments with rapid onset and short-lasting effect, and bioequivalence studies. Advantages: each patient is their own control, variation between patients is removed, fewer patients are needed. Disadvantages: carry-over, longer participation for each patient, a dropout loses data from both periods, unsuitable for curable or progressive diseases and for outcomes such as death.
Types of clinical trials (principles, design, application, advantages), and the need for randomised trials in oncology
MCh Surgical Oncology 2008- By phase: phase I (safety and dose), phase II (activity and further safety), phase III (comparison with standard treatment), phase IV (after marketing).
- By design: parallel group, cross-over, factorial (two or more interventions in all combinations, as in ISIS-2), cluster, adaptive.
- By framework: superiority, equivalence, non-inferiority.
- By purpose: treatment, prevention, screening, supportive care, diagnosis.
- By control: placebo, active treatment, historical control (not randomised).
- By blinding: open, single-blind, double-blind.
Why oncology needs randomised trials: differences between treatments are often modest, so bias in observational comparisons can be as large as the effect. In routine practice, fitter patients tend to receive more intensive treatment (confounding by indication). Randomisation balances prognostic factors such as stage and performance status, and survival outcomes need concurrent controls.
Impact: randomised trials provide the evidence for standard protocols and guidelines, test whether less intensive treatment is acceptable (non-inferiority trials), and measure the survival benefit and toxicity of new drugs. Challenges: cost, slow recruitment, strict eligibility, and ethical questions with placebo controls. See the clinical trials chapter.
Qualitative research designs, tools for qualitative studies, and software for analysis
MD Community Medicine 2023 · Ph.D. RM 2014- Phenomenology: the lived experience of a phenomenon (living with HIV).
- Grounded theory: builds a theory from the data (how patients decide to stop treatment).
- Ethnography: the culture and practices of a group, by prolonged observation (care practices in a labour ward).
- Case study: detailed study of one case or setting (a district programme).
- Narrative research: individual accounts told in sequence.
- Others: descriptive qualitative studies, participatory action research.
Tools: in-depth interviews, focus group discussions, key informant interviews, participant and non-participant observation, document review, and participatory methods such as free listing. Software: NVivo, ATLAS.ti and MAXQDA (commercial), QDA Miner Lite and Taguette (free). Software organises and codes the data. The researcher still interprets it. See the qualitative research chapter.
Factors influencing the choice of study design (determinants of a disease), and components of a good research proposal
MD Community Medicine 2011 · Ph.D. RM 2016- Research question: prevalence needs a cross-sectional design, a question about cause needs an analytical or experimental design.
- Frequency of the disease: a rare disease favours a case-control study.
- Frequency of the exposure: a rare exposure favours a cohort study.
- Latency: a long latency favours a case-control or retrospective cohort study.
- Whether the exposure can ethically be assigned: if it can, a trial is possible.
- Need for incidence and time order: cohort study.
- Existing data: registers, records or stored samples allow retrospective cohort or nested designs.
- Resources: time, money, staff, laboratory facilities.
- Access to participants and the likelihood of complete follow-up.
- Ethics, and the strength of evidence needed for the decision the study will inform.
A good proposal has a clear question, specific objectives, a design that matches the objectives, a justified sample size, defined variables, a statistical analysis plan, ethics, a timeline and a budget. The full list of components is in the outline on descriptive and causal studies above.
Study design for the association of fast-food outlets with diabetes control in a community: outline, advantages and limitations
MD Community Medicine 2023Design: a community-based analytical cross-sectional study, with exposure measured around each patient's home. An ecological comparison of wards is a quicker first step, but it cannot show the link in individuals.
- Objective: to assess the association between the number of fast-food outlets near home and diabetes control.
- Participants: adults with known diabetes, chosen by probability sampling from health centre registers.
- Exposure: number of fast-food outlets within a fixed distance of home, mapped with GPS, plus each person's own fast-food intake.
- Outcome: HbA1c, classified as controlled or not by a cut-off stated in the protocol.
- Confounders: age, duration of diabetes, treatment, adherence, physical activity, income.
- Analysis: prevalence of poor control, chi-square test, multilevel logistic regression (people within neighbourhoods).
Advantages: feasible within a thesis period, one contact per person, uses individual data. Limitations: time order unknown (people may change diet after diagnosis), outlet numbers may reflect income and other neighbourhood factors, and diet recall is inaccurate. A cohort study would be needed to show that the exposure comes before worsening control.
A study that must be completed within a year of posting: type of design and reasons, objective, methodology, analysis
MD Family Medicine 2021Design: a hospital-based analytical cross-sectional study. Reasons: each patient is seen once, no follow-up is needed, recruitment and analysis fit within a year, and it gives both prevalence and associated factors.
- Objective (example): to estimate the prevalence of uncontrolled hypertension, and its associated factors, among adults on treatment attending a family medicine clinic.
- Methodology: setting and study period, inclusion and exclusion criteria, sample size by the single-proportion formula, consecutive sampling, a structured proforma, blood pressure measured by a standard method, definitions fixed in advance, ethics approval and consent.
- Analysis: prevalence with 95% confidence interval, chi-square test for associations, logistic regression for independent factors (adjusted odds ratios). See the sample size chapter.
Project proposal: evaluating an intervention for obesity among adolescents or urban school children
Ph.D. RM 2017, 2023Design: a cluster randomised controlled trial with schools as clusters. If schools cannot be randomised, a quasi-experimental nonequivalent control group design, measuring both groups before and after.
- Title, background and rationale: burden of adolescent obesity and gaps in existing evidence.
- Objective and hypothesis: the programme reduces BMI-for-age z-score at 12 months compared with usual school activities.
- Setting and participants: urban schools, students in a stated age range, parental consent and student assent.
- Randomisation: schools allocated at random to intervention or control, with allocation concealed until schools are enrolled.
- Intervention: nutrition education, daily physical activity, changes to the school canteen, sessions for parents. Control: usual curriculum, with the programme offered after the study.
- Outcomes: primary, change in BMI-for-age z-score. Secondary: waist circumference, diet and activity scores, screen time.
- Sample size: calculated for the primary outcome, multiplied by the design effect for clustering, and increased for dropouts.
- Data collection: at baseline, 6 and 12 months, by trained staff unaware of allocation where possible.
- Analysis: intention-to-treat, mixed-effects models that allow for clustering.
- Ethics: ethics committee approval, consent and assent, avoiding stigma for children with obesity, confidentiality, registration with CTRI.
- Timeline, budget and dissemination. Report with CONSORT 2025, or TREND if not randomised.
Project proposal: reasons for and factors influencing non-compliance in type 2 diabetes or HIV, with analysis plan and ethical issues
Ph.D. RM 2016, 2023Design: mixed methods. An analytical cross-sectional survey measures how many patients do not take treatment as prescribed and the associated factors. In-depth interviews with a purposive sub-sample then explain the reasons.
- Objectives: estimate the prevalence of non-compliance, identify associated factors, and explore patients' reasons.
- Participants: adults with type 2 diabetes, or people living with HIV on antiretroviral therapy, attending a clinic for at least a stated period.
- Sampling and size: systematic random sampling from the clinic register, sample size by the single-proportion formula. Interviews continue until they add no new themes.
- Measurement: a validated adherence questionnaire, pill counts or pharmacy refill records, with HbA1c or viral load as supporting measures. Factors: cost, side effects, beliefs, depression, number of pills, distance, family support.
- Statistical analysis plan: descriptive statistics, prevalence with 95% confidence interval, chi-square tests, multivariable logistic regression with adjusted odds ratios. Interviews transcribed, coded and analysed thematically.
- Ethical issues (HIV): ethics committee approval, written informed consent, confidentiality of HIV status, interviews in a private room, no names on data forms, coded and secured data, freedom to refuse without any effect on care, and referral for counselling when needed.
Project proposal: long COVID in your state, or seroprevalence of dengue in your city
Ph.D. RM 2019, 2022Dengue seroprevalence in a city: a community-based cross-sectional serosurvey.
- Objective: estimate the proportion of residents with antibodies to dengue virus, by age and ward, and the associated factors.
- Sampling: multistage cluster sampling: wards, then census blocks, then households, then individuals across age groups.
- Sample size: single-proportion formula using the expected seroprevalence and precision, multiplied by the design effect, increased for non-response.
- Laboratory: a dengue IgG antibody test of known sensitivity and specificity, with samples transported and stored to a standard protocol.
- Analysis: seroprevalence with 95% confidence interval adjusted for the survey design (and for test sensitivity and specificity where appropriate), logistic regression for associated factors.
- Ethics: consent and assent for children, a small blood volume, return of results, referral.
Long COVID in a state: a cohort design is preferred. Adults with a confirmed COVID-19 infection are identified from state records, with an uninfected comparison group, and both are followed for persistent symptoms using a published case definition stated in the protocol. If time is short, a cross-sectional survey of people with a past confirmed infection, chosen by multistage sampling, estimates prevalence, but it cannot give incidence and it has recall bias. The proposal also covers objectives, sample size, validated symptom and function questionnaires, analysis, ethics, timeline and budget.
The one thing to remember
Name the design by two facts: whether you assigned the exposure, and when you measured exposure and outcome.
Teaching examples use made-up numbers. Figures without data are illustrations, not study results.
Sources: Lind J. A treatise of the scurvy. Edinburgh: Sands, Murray and Cochran; 1753. Dunn PM. Arch Dis Child Fetal Neonatal Ed 1997;76:F64–5 (PMID 9059193). Snow J. On the mode of communication of cholera, 2nd ed. London: John Churchill; 1855. Mahmood SS, Levy D, Vasan RS, Wang TJ. Lancet 2014;383:999–1008 (doi:10.1016/S0140-6736(13)61752-3). Doll R, Hill AB. Br Med J 1950;2:739–48 (doi:10.1136/bmj.2.4682.739). Morabia A. Prev Med 2012;55:171–7 (PMID 22634426). Robinson WS. Am Sociol Rev 1950;15:351–7 (doi:10.2307/2087176). Cornfield J. J Natl Cancer Inst 1951;11:1269–75 (PMID 14861651). Hoes AW. Neth J Med 1995;47:36–42 (PMID 7651565). Doll R, Hill AB. Br Med J 1954;1:1451–5 (doi:10.1136/bmj.1.4877.1451). Doll R, Peto R, Boreham J, Sutherland I. BMJ 2004;328:1519 (doi:10.1136/bmj.38142.554479.AE). Campbell DT, Stanley JC. Experimental and quasi-experimental designs for research. In: Gage NL, ed. Handbook of research on teaching. Chicago: Rand McNally; 1963. Prentice RL. Biometrika 1986;73:1–11 (doi:10.1093/biomet/73.1.1). Kulathinal S, Karvanen J, Saarela O. Epidemiol Perspect Innov 2007;4:15 (PMID 18053196). Des Jarlais DC, Lyles C, Crepaz N. Am J Public Health 2004;94:361–6 (doi:10.2105/ajph.94.3.361). von Elm E et al. STROBE statement. Lancet 2007;370:1453–7 (PMID 18064739). Hopewell S et al. CONSORT 2025 statement. BMJ 2025;389:e081123 (PMID 40228833). Ury HK. Biometrics 1975;31:643–9 (PMID 1100136). ISIS-2 Collaborative Group. Lancet 1988;2:349–60 (PMID 2899772). Montgomery AA, Peters TJ, Little P. BMC Med Res Methodol 2003;3:26 (doi:10.1186/1471-2288-3-26). Mandrekar JN, Mandrekar SJ. J Thorac Oncol 2008;3:1371–2 (PMID 19057257). Braga LHP, Farrokhyar F, Bhandari M. Can J Surg 2012;55:132–8 (PMID 22564517). Essebag V, Platt RW, Abrahamowicz M, Pilote L. BMC Med Res Methodol 2005;5:5 (PMID 15670334). Lim LSH, Feldman BM. J Rheumatol 2013;40:9–15 (PMID 23204219). Jain A, Kim R, Swaminathan S, Subramanian SV. Int J Equity Health 2024;23:149 (PMID 39085858). International Institute for Population Sciences. National Family Health Survey (nfhsiips.in).
Past papers
Every TNMGRMU question on study designs
Each one is answered in this chapter. Tap a sitting to open the university's own question paper.
- ×3Cohort study
- ×2Write briefly on principles, strengths and weaknesses of meta-analysis, randomized controlled trials, cohort studies and case controlled studies
- ×2As a researcher you are asked to evaluate an intervention to address the problem of obesity among adolescents. Write a detailed project proposal highlighting the research design and methods
- ×2Nested case control study
- ×2Case control studies
- ×2Non-experimental designs
- ×1Cross sectional study
- ×1Cross-over study design
- ×1Biases in study design
- ×1Classify Quantitative Research Designs. Discuss the Differences between qualitative and qualitative research approaches. Why is design important in Research studies?
- ×1How would you conduct the literature review and organize the retrieved literature in Research? Explain in detail the classification of Research design and its concepts with suitable examples
- ×1You wish to study the association of presence of fast-food outlets with diabetes control in a given Community. Give a brief outline of the study design you would choose with its advantages and limitations
- ×1Describe the study designs for Qualitative research? What are the tools that can be used for qualitative studies? List the various software available for Analysing Qualitative Data
- ×1Nested case-control study Vs Case Cohort study
- ×1a) Discuss the essential components of a research proposal. b) As a researcher you are asked to evaluate an intervention to address the problem of obesity among urban school children. Write a project proposal highlighting the research design and other components in research methods
- ×1Classify various Research designs and explain with suitable examples
- ×1Define research. Explain the classification of Research design and its concepts with examples
- ×1As a researcher you are asked to identify the reasons for and factors influencing non-compliance among Diabetic (type 2). Write a detailed project proposal highlighting the research design including the plan for statistical analysis
- ×1Case control and cohort study
- ×1a) Discuss the essential components of a research proposal. b) As a researcher you are asked to study the problem of long COVID 19 in your state. Write a project proposal highlighting the research design and other components in research methods
- ×1Cross Sectional Study Design
- ×1What is the type of study design you need to use if it has to be completed within a year of your posting and mention reasons. State the objective of the study. Mention the methodology of the study. How will you analyse the data
- ×1Describe the biases in cross sectional studies
- ×1Classification of epidemiological study designs
- ×1Explain the following research designs: Descriptive Studies and Causal Studies. Discuss in detail the essential components of a research proposal
- ×1Cohort studies
- ×1Discuss various analytical methods you can apply to data collected from a cross sectional study to make inference
- ×1Describe the steps in the design of cohort studies. Discuss the biases that may affect cohort studies
- ×1As a researcher interested in dengue, you are required to write a project proposal on seroprevalence of dengue in your city. Outline your project proposal highlighting the research design and methods
- ×1Classify the quantitative research designs and discuss in detail the experimental design using suitable examples
- ×1Describe the steps in conducting a case-control study. Mention the advantages of case-control studies
- ×1Explain the following research designs: (a) Descriptive Studies and Casual Studies. (b) Discuss in detail the essential components of a research proposal
- ×1Disadvantages of cohort studies
- ×1Bias in case control studies
- ×1You are interested in identifying the reasons for and factors influencing non-compliance in the patients diagnosed to be HIV +ve. Write a detailed project proposal highlighting the research design including the ethical consensus to be solved
- ×1Write in detail about the essential components of good research proposal and what are the factors affecting the research design?
- ×1List the Quantitative research designs and discuss in detail the experimental designs using suitable examples
- ×1List the various types of epidemiological study designs. Write role of qualitative research
- ×1Case-Control studies and their benefits
- ×1Define Research, list the characteristics of true experimental designs and explain the various experimental designs with examples
- ×1Discuss the types of qualitative research design
- ×1(a) Explain the following research designs: Descriptive Studies and Causal Studies. (b) Discuss in detail the essential components of a research proposal
- ×1Retrospective cohort study
- ×1Explain advantages and constraints of Cohort studies and methods to overcome them
- ×1Factors influencing choice of study design in identifying “Determinants of a disease”
- ×1Differences between case control and cohort studies
- ×1Discuss various types ' of clinical trials, with respect to principles, study design, application and advantages and discuss in detail the need and impact of randomized clinical trials in Oncology
- ×1Write short motes on : (Sx 10 = §0) (a) Primordial prevention. (ec) Retrospective cohort studies. id} Critical point in screening. (e) Epidemiological significance of incubation
- ×1What is analytical qpidemislogy? How will you design. a Cohort study? Discuss the elements of Cohert study. Diseuss the advantages vis-a-vis the disadvantages of Cohort study
- ×1Temperature inversion and its effects (e) Ambispective Cohort studies, {Sxi0%50)
- ×1Case control study